Brett Cortelezzi

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-05-11

OH RA
APPROVED

Since 2026-05-11

Branch Locations

Dublin, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Capital Inc.	Denver	CO	07/2015	03/2026
Principal Asset Management	Dublin	OH	03/2026	Present
Principal Funds Distributor	Dublin	OH	03/2026	Present

07/2015 → 03/2026

Transamerica Capital Inc.

Denver, CO
03/2026 → Present

Principal Asset Management

Dublin, OH
03/2026 → Present

Principal Funds Distributor

Dublin, OH

Previous Registrations

2014-01-31 → 2015-07-21

Nationwide Securities, Llc

Columbus, OH
2012-01-11 → 2012-07-24

Pnc Wealth Management Llc

Lagrange, KY

Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-05-08
S63	Uniform Securities Agent State Law Examination	2010-11-24

S65 Uniform Investment Adviser Law Examination

2026-05-08
S63 Uniform Securities Agent State Law Examination

2010-11-24

Other Names

Brett Thomas Cortelezzi
Brett Cortelezzi
Brett T Cortelezzi

View on SEC IAPD