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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-04-28 |
| TX | RA | APPROVED | 2023-04-26 |
Branch Locations
150 W University Drive, Tempe, AZ 85281 • United States
10 S. Dearborn Street Floor 11, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 07/2010 | 04/2023 |
| Bank Of America, N.A. | Chandler | AZ | 07/2010 | 04/2023 |
| J.P. Morgan Securities Llc | Tempe | AZ | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-21 |
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