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Steffy Kaiser

Janney Montgomery Scott LLC

Philadelphia, PA

Lakeville, MN

CRD 5693020

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-29
MN RA APPROVED 2024-05-28
SC RA APPROVED 2024-05-28
TX RA APPROVED 2024-05-28
  • FL RA
    APPROVED
    Since 2024-07-29
  • MN RA
    APPROVED
    Since 2024-05-28
  • SC RA
    APPROVED
    Since 2024-05-28
  • TX RA
    APPROVED
    Since 2024-05-28

Branch Locations

1717 Arch Street, Philadelphia, PA 19103 • UNITED STATES

Lakeville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Clearwater FL 08/2011 11/2016
Wells Fargo Clearing Services, Llc Clearwater FL 11/2016 05/2024
Janney Montgomery Scott Llc Ponte Vedra FL 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-11
  • S66 Uniform Combined State Law Examination
    2012-06-11
Other Names
  • Steffy Pachi Tcheutsing

View on SEC IAPD

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