Best Investors
Account
Sign in
10 N. Third Street, Geneva, IL 60134 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-05-05 |
Branch Locations
10 N. Third Street, Geneva, IL 60134 • United States
Hinsdale, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schwab Private Client Investment Advisory, Inc. | Chicago | IL | 11/2014 | 05/2021 |
| Charles Schwab And Co. Inc. | Englewood | CO | 07/2009 | 05/2021 |
| Lpl Financial, Llc | Geneva | IL | 04/2021 | Present |
| Leelyn Smith, Llc | Geneva | IL | 05/2021 | Present |
1)04/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - LEELYN SMITH - INVESTMENT RELATED - GENEVA, IL 60134 2)4/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - THE RETIREMENT NETWORK, LTD - INVESTMENT RELATED - GENEVA, IL 60134 3)04/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - THE RETIREMENT NETWORK - INVESTMENT RELATED - GENEVA, IL 60134 4) 5/6/2021 - Leelyn Smith, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/03/2021 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Leelyn Smith, LLC, an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 5/6/2021 - Leelyn Smith, LLC - DBA: (Hybrid) THE RETIREMENT NETWORK LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 05/03/2021 - 160 Hours Per Month During Securities Trading. 6) 10/29/2021 - Dieckow Family Properties - Investment Related - Saugatuck, MI, 49453 - Real Estate Rental - Start Date: 07/01/2021 - 2 Hours Per Month/0 Hours During Securities Trading 7) 05/22/2023 - Emergent Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/01/2023 -
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-23 |
Reach out to this advisor