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Christopher F Dieckow

Leelyn Smith, LLC

Geneva, IL

Hinsdale, IL

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Current Employers
Leelyn Smith, Llc

10 N. Third Street, Geneva, IL 60134 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-05-05
  • IL RA
    APPROVED
    Since 2021-05-05

Branch Locations

10 N. Third Street, Geneva, IL 60134 • United States

Hinsdale, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schwab Private Client Investment Advisory, Inc. Chicago IL 11/2014 05/2021
Charles Schwab And Co. Inc. Englewood CO 07/2009 05/2021
Lpl Financial, Llc Geneva IL 04/2021 Present
Leelyn Smith, Llc Geneva IL 05/2021 Present
  • 11/2014 → 05/2021
    Schwab Private Client Investment Advisory, Inc.
    Chicago, IL
  • 07/2009 → 05/2021
    Charles Schwab And Co. Inc.
    Englewood, CO
  • 04/2021 → Present
    Lpl Financial, Llc
    Geneva, IL
  • 05/2021 → Present
    Geneva, IL
Previous Registrations
Other Businesses

1)04/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - LEELYN SMITH - INVESTMENT RELATED - GENEVA, IL 60134 2)4/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - THE RETIREMENT NETWORK, LTD - INVESTMENT RELATED - GENEVA, IL 60134 3)04/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - THE RETIREMENT NETWORK - INVESTMENT RELATED - GENEVA, IL 60134 4) 5/6/2021 - Leelyn Smith, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/03/2021 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Leelyn Smith, LLC, an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 5/6/2021 - Leelyn Smith, LLC - DBA: (Hybrid) THE RETIREMENT NETWORK LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 05/03/2021 - 160 Hours Per Month During Securities Trading. 6) 10/29/2021 - Dieckow Family Properties - Investment Related - Saugatuck, MI, 49453 - Real Estate Rental - Start Date: 07/01/2021 - 2 Hours Per Month/0 Hours During Securities Trading 7) 05/22/2023 - Emergent Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/01/2023 -

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-02
S63 Uniform Securities Agent State Law Examination 2009-10-23
  • S66 Uniform Combined State Law Examination
    2014-12-02
  • S63 Uniform Securities Agent State Law Examination
    2009-10-23
Designations

View on SEC IAPD

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