Daniel F Blazich

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 12/2021
  Wells Fargo Bank, N.A.
  Hoover, AL
• 04/2011 → 11/2016
  Wells Fargo Advisors Llc
  Hoover, AL
• 11/2016 → 12/2021
  Wells Fargo Clearing Services, Llc
  Hoover, AL
• 12/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Birmingham, AL

Previous Registrations

• 2011-08-11 → 2021-12-10
  Wells Fargo Clearing Services, Llc
  Birmingham, AL
  Hoover, AL
  Gardendale, AL

Other Businesses

Name of the other businessHoover Country Club Whether the business is investment-relatedNo Address of the other business3140 Club Dr, Hoover, AL 35226 Nature of the other businessCountry Club (Golf, Tennis, Restaurant, and Pool) Your positionBoard of Governors, Golf Chairman Title, or relationship with the other businessSenior Member Start date of your relationship03/2012 Approximate number of hours/month you devote to the other business4 Number of hours you devote to the other business during securities trading hours2 Briefly describe your duties relating to the other businessHelp make operating and financial decisions as a board. As the golf chairman I help make sure everything from course maintenance to the golf operations from a high level and report to the board of governors on a monthly basis. I make no decisions unilaterally. I* 647234 For profit or not for profit: Name of outside business organization: Hoover Country Club Investment related: no Address of business: Hoover, AL Nature of business: Business or Industry Organization Position, title, association: Committee,Board Member,Officer Start date of relationship: 01/01/2024 Number of hours devoted: 2 monthly Number of hours devoted during trading hours: 0 Duties: I have been elected as the Vice President (President Elect) for our Board of Governors. The positions will last 3 years starting 01/01/2024-12/31/2026. Our Board of Governors help make decision for the direction of the entire Country Club. We mainly focus on how the club is being run and how to improve or add new services. We also vote for financial decisions in relation to new services or repairs to existing services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-08-09
• S63 Uniform Securities Agent State Law Examination
  2009-10-01

Other Names

• Daniel Francis Blazich