Jacob Earl Bauchmann

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2022-11-08
TX	RA	APPROVED_RES	2015-02-11
CA	RA	APPROVED	2012-01-25

TN RA
APPROVED

Since 2022-11-08
TX RA
APPROVED_RES

Since 2015-02-11
CA RA
APPROVED

Since 2012-01-25

Branch Locations

4031 Aspen Grove Dr Ste 330, Franklin, TN 37067 • United States

7863 La Mesa Blvd Ste 200, La Mesa, CA 91942 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Franklin	TN	11/2011	Present

11/2011 → Present

Lpl Financial Llc

Franklin, TN

Other Businesses

1. 1/22/2014 - BAUCHMANN & BAUCHMANN - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/25/2021 - Bauchmann & Bauchmann - Investment Related - 7863 La Mesa Blvd Ste 200, La Mesa, CA 91942 - Real Estate Rental - Started 01/01/2019 - 0 Hours Per Month - Sub leases office space to a LPL brokers. 3. 11/17/2021 - Samantha Bauchmann - Not Investment Related - Home Based - Family Business - Start Date: 01/01/2022 - 20 Hours Per Month/0 Hours During Securities Trading - Bookeeper/Videographer for my wife's business. 4. 01/06/2023 - Bauchmann Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2023 - 0 Hours Per Month/0 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-01-24

S66 Uniform Combined State Law Examination

2012-01-24

Designations

Certified Financial Planner
Chartered Financial Analyst

View on SEC IAPD