Robert James Phillips

Current Employers

Employment History

• 04/2016 → Present
  Kestra Advisory Services, Llc
  St. Paul, MN
• 05/2015 → Present
  Kestra Investment Services, Llc
  St. Paul, MN
• 01/2023 → Present
  Greater Midwest Financial Group, Llc
  St. Paul, MN

Previous Registrations

• 2016-04-21 → 2023-09-21
  Kestra Advisory Services, Llc
  St. Paul, MN
• 2015-05-29 → 2016-09-22
  Kestra Investment Services, Llc
  St. Paul, MN
  Austin, TX
• 2014-01-21 → 2015-06-04
  Lpl Financial Llc
  St Paul, MN

Other Businesses

Business Name: Greater Midwest Financial Group LLC Investment Related: Yes Address: 3222 Rice Street St. Paul MN 55126 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor/Vice President Start Date: 7/1/2009 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Advisor, Relationship Manager, Case Prep, Supervisor of Staff, Investment Committee. Business Name: JB Financial Investment Related: No Address: 3222 Rice Street St. Paul MN 55126 Nature of Business: Real Estate Position, Title or Relationship: Partner Start Date: 2/27/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Co-Owner Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: McVDB, LLC Investment Related: Yes Address: 3222 Rice Street Saint Paul MN 55126 Nature of Business: Real Estate Position, Title or Relationship: One of the owners - 20% Start Date: 8/15/2000 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Just passive owner - no day to day duties Business Name: GREATER MIDWEST FINANCIAL GROUP, LLC POSITION: CCO NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 10 START DATE: 11/09/2022 ADDRESS: 3222 Rice Street, Saint Paul MN 55126 DESCRIPTION: I will serve clients as an IAR and participate in corporate governance and operations.

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-06-09

Designations