Jason Michael Duross

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-11-14
TX	RA	APPROVED	2024-11-14

PA RA
APPROVED

Since 2024-11-14
TX RA
APPROVED

Since 2024-11-14

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

200 Highpoint Dr. Unit 213, Chalfont, PA 18914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Doylestown	PA	06/2009	11/2024
Prudential Insurance Company Of America	Doylestown	PA	06/2009	Present
Lpl Enterprise, Llc	Doylestown	PA	11/2024	Present

06/2009 → 11/2024

Pruco Securities, Llc.

Doylestown, PA
06/2009 → Present

Prudential Insurance Company Of America

Doylestown, PA
11/2024 → Present

Lpl Enterprise, Llc

Doylestown, PA

Previous Registrations

2013-01-08 → 2024-11-14

Pruco Securities, Llc.

Chalfont, PA

Warrington, PA

Doylestown, PA

Doylestown, PA

Sea Isle City, NJ

Chalfont, PA

Other Businesses

1. 11/14/2024 - Advantage Insurance and Financial Services - Business Entity For Tax/Investment Purposes Only - Doylestown, PA - INV REL - Start Date 01/04/2016 - 0hrs/mth 2. 11/14/2024 - Duross Financial Group, LLC - Business Entity For Tax/Investment Purposes Only - Doylestown, PA - NOT INV REL - Start Date 04/02/2020 - 0hrs/mth 3. 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 4. 07/09/2025 - Duross Property Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Chalfont, PA - INV REL - Start Date 07/02/2025 - 10hrs/mth 5. 11/17/2025-Comparion Insurance Agency-Insurance agent-Property and Casualty-Inv related-At Doylestown, PA-Start date 03/15/2017-150hrs/mth-150hrs/mth during trading 6.02/11/2026-HighPoint Private Wealth-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/01/2026-160hrs/mth-160hrs/mth during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-12-27
S63	Uniform Securities Agent State Law Examination	2009-08-26

S65 Uniform Investment Adviser Law Examination

2012-12-27
S63 Uniform Securities Agent State Law Examination

2009-08-26

Designations

Chartered Financial Consultant

Other Names

Jason M Duross

View on SEC IAPD