Lindsey Kay James-West

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 02/2009 → Present
  Lkj Financial
  Houston, TX

Other Businesses

1)LKJ FINANCIAL LLC START DATE 01/2012 DBA LKJ FINANCIAL-550 Post Oak Blvd., Suite 350, HOUSTON,TX 77027; START 02/2009; INSURANCE AGENT-LIFE, HEALTH, FIXED ANNUITIES; 170 HRS/MONTH; 140 HRS DURING TRADING; INVESTMENT-RELATED. 2) The Junior League of Houston; 1811 Briar Oaks Lane, Houston TX 77027; Start Date 9/1/2016; Director; Board of Directors for Non-Profit organization of women committed to promoting voluntarism, developing the potential of women, and improving communities through the effective action and leadership of trained volunteers; 20 hrs/mo; 5 hrs/mo during trading; NIR

Exams

• S66 Uniform Combined State Law Examination
  2010-09-09

Designations

• Certified Financial Planner

Other Names

• Lindsey Kay James-West
• Lindsey Kay James