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Lisa M Meredith

Wells Fargo Clearing Services, LLC

Tarpon Springs, FL

Portland, OR

CRD 5691815

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2020-03-11
  • OR RA
    APPROVED
    Since 2020-03-11

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

1300 Sw 5Th Ave 18Th Fl Ste 1800 [Wealth Mgmt], Portland, OR 97201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Securities, Llc Portland OR 01/2009 01/2020
Wells Fargo Clearing Services Portland OR 02/2020 Present
Wells Fargo Bank Portland OR 02/2020 Present
  • 01/2009 → 01/2020
    Wells Fargo Securities, Llc
    Portland, OR
  • 02/2020 → Present
    Wells Fargo Clearing Services
    Portland, OR
  • 02/2020 → Present
    Wells Fargo Bank
    Portland, OR
Other Businesses

RENTAL PROPERTY, INV RELATED, GEARHART, OR, 100% OWNERSHIP, START: 12/1/2022, 1 HR/MONTH, 0 HRS DURING TRADING, HOME OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-11
S63 Uniform Securities Agent State Law Examination 2009-08-15
  • S66 Uniform Combined State Law Examination
    2020-03-11
  • S63 Uniform Securities Agent State Law Examination
    2009-08-15
Other Names
  • Lisa Marie Meredith
  • Lisa Marie Larpenteur
  • Lisa Marie Larpenteur
  • Lisa Marie Meredith Larpenteur
  • Lisa Larpenteur

View on SEC IAPD

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