Christopher Douglas Begbie

Current Employers

Employment History

• 03/2015 → 05/2016
  Mirae Asset Global Investments (Usa) Llc
  New York, NY
• 04/2015 → 05/2016
  Funds Distributor, Llc
  New York, NY
• 05/2016 → 04/2018
  Profunds Distributors, Inc
  Bethesda, MD
• 05/2016 → 04/2018
  Proshares
  Bethesda, MD
• 08/2018 → 07/2021
  Various Insurance Carriers For W&R Insurance Agency
  Riverside, IL
• 03/2015 → 05/2016
  Mirae Asset Global Investments
  New York, NY
• 07/2021 → 05/2022
  Lpl Financial Llc
  Overland Park, KS
• 05/2021 → Present
  Lpl Financial Llc
  Riverside, IL
• 04/2018 → 07/2021
  Waddell & Reed, Inc
  Shawnee Mission, KS

Previous Registrations

• 2018-06-13 → 2021-07-21
  Waddell & Reed
  Savage, MN
  Overland Park, KS
  Riverside, IL
  Savage, MN
• 2012-08-29 → 2013-07-29
  Pnc Wealth Management Llc
  Basking Ridge, NJ
• 2011-10-03 → 2012-08-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Other Businesses

1. 10/02/2023 - Begbie Wealth Advisory LLC - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/12/2023 - 15 Hours Per Month/ 1 Hour During Trading 2. 10/03/2023 - Begbie Wealth Advisory LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/12/2023 - 15 Hours Per Month/ 2 Hours During Trading 3. 11/24/2023 - Good Life Advisors, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/14/2023 - 40 Hours Per Month/ During Trading - I provide investment advisory services through Good Life Advisors, LLC, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/12/2024 - Penn Mutual - Non-Variable Insurance - Sub-Agent - Investment Related - At Reported Business Location(s) _ Start Date 09/12/2024 - 6 Hours Per Month/ 1 Hour During Trading

Exams

• S66 Uniform Combined State Law Examination
  2018-06-13

Other Names

• Christopher Douglas Begbie
• Christopher D Begbie