David L. Kent

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-07
MI	RA	APPROVED	2015-02-04

TX RA
APPROVED_RES

Since 2021-04-07
MI RA
APPROVED

Since 2015-02-04

Branch Locations

31731 Northwestern Hwy Ste 151W, Farmington Hills, MI 48334 • United States

Howell, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Farmington Hills	MI	01/2015	Present

01/2015 → Present

Lpl Financial Llc

Farmington Hills, MI

Previous Registrations

2013-12-18 → 2014-12-05

Executive Wealth Management, Llc

Brighton, MI

Other Businesses

1. 6/20/2017 - David Loren Kent, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 05/05/2016 - 40 Hours Per Month During Securities Trading - Business entity for tax purposes. 2. 7/23/2018 - No Business Name - Not Investment Related - Various polling places in Livingston County, MI. - Election Official - Start Date: 11/06/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Election official at local elections.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-11-07
S63	Uniform Securities Agent State Law Examination	2012-10-08

S65 Uniform Investment Adviser Law Examination

2013-11-07
S63 Uniform Securities Agent State Law Examination

2012-10-08

View on SEC IAPD