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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-30 |
Branch Locations
13750 San Pedro Ave Ste 710, San Antonio, TX 78232 • United States
1000 Heritage Center Cir #134, Round Rock, TX 78664 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aspect Wealth Mgmt | San Antonio | TX | 07/2009 | 11/2020 |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 11/2020 |
| Lpl Financial, Llc | San Antonio | TX | 11/2020 | Present |
1) 8/2016 - Business Owner - MINING VENTURES, LLC. - Not Investment Related - San Antonio, TX 78216 2) 11/2020 - DBA for LPL Business (entity for LPL business) - The Fox Alliance - Investment Related - San Antonio, TX 78216 3) 11/2020 - Non-Variable Insurance - Maxwell Clark - Investment Related - 5% - San Antonio, TX 78216 4) 8/2016 - Business Owner - TECHNOLOGY DISTRIBUTION INTERNATIONAL, LLC - Not Investment Related - San Antonio, TX 78216
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-25 |
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