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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-07-14 |
Branch Locations
1023 W Webster Ave, Chicago, IL 60614 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Chicago | IL | 04/2018 | 06/2018 |
| Unemployed | Chicago | IL | 06/2014 | 03/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2018 | 06/2021 |
| Morgan Stanley Smith Barney Llc | Chicago | IL | 07/2018 | 06/2021 |
| Unemployed | Chicago | IL | 06/2021 | 07/2021 |
| Thrivent Investment Management Inc | Chicago | IL | 07/2021 | Present |
| Thrivent Financial | Appleton | WI | 07/2021 | 09/2021 |
| Thrivent Financial | Appleton | WI | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-21 |
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