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John William Abe

Nuveen Asset Management, LLC

Chicago, IL

CRD 5690890

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Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-03-24
  • IL RA
    APPROVED
    Since 2014-03-24

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Investments Chicago IL 12/2013 Present
  • 12/2013 → Present
    Nuveen Investments
    Chicago, IL
Other Businesses

523 N. CLAREMONT CONDOMINIUM ASSOCIATION; TREASURER; PAYS MONTHLY INVOICES; NO COMPENSATION; START DATE: APRIL 2, 2018.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-20
S63 Uniform Securities Agent State Law Examination 2013-01-08
  • S65 Uniform Investment Adviser Law Examination
    2014-03-20
  • S63 Uniform Securities Agent State Law Examination
    2013-01-08
Other Names
  • Jack William Abe
  • John William Abe
  • John William Abe
  • John William Abe

View on SEC IAPD

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