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Anh Thikim Dang

Wells Fargo Clearing Services, LLC

Tarpon Springs, FL

San Francisco, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-02-03
  • CA RA
    APPROVED
    Since 2020-02-03

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Walnut Creek CA 07/2016 08/2019
North Capitol Private Securities Salt Lake City UT 09/2019 01/2020
Roofstock Inc Oakland CA 08/2019 01/2020
Wells Fargo Clearing Services San Francisco CA 01/2020 Present
Wells Fargo Bank San Francisco CA 01/2020 Present
Wells Fargo Clearing Services Walnut Creek CA 07/2016 08/2019
  • 07/2016 → 08/2019
    Wells Fargo Bank
    Walnut Creek, CA
  • 09/2019 → 01/2020
    North Capitol Private Securities
    Salt Lake City, UT
  • 08/2019 → 01/2020
    Roofstock Inc
    Oakland, CA
  • 01/2020 → Present
    Wells Fargo Clearing Services
    San Francisco, CA
  • 01/2020 → Present
    Wells Fargo Bank
    San Francisco, CA
  • 07/2016 → 08/2019
    Wells Fargo Clearing Services
    Walnut Creek, CA
Previous Registrations
  • 2011-01-03 → 2019-08-27
    Wells Fargo Clearing Services, Llc
    Walnut Creek, CA
    Burlingame, CA
    Minneapolis, MN
    Walnut Creek, CA
    Minneapolis, MN
    Walnut Creek, CA
  • 2009-09-14 → 2011-01-03
    Wells Fargo Investments, Llc
    Burlingame, CA
    Berkeley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-11
  • S66 Uniform Combined State Law Examination
    2009-09-11
Other Names
  • Anh Thi Kim Dang

View on SEC IAPD

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