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Inactive

Michael Nicholas Cafarchia

Pathstone

Englewood, NJ

Los Angeles, CA

CRD 5690701

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Employer firm

Pathstone CRD 151736

$110B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Pathstone

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-02
  • CA RA
    APPROVED
    Since 2016-11-02

Branch Locations

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

1900 Avenue Of The Stars Suite 1250, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Convergent Wealth Advisors Los Angeles CA 11/2010 10/2016
Pathstone Los Angeles CA 11/2016 12/2020
Pathstone Los Angeles CA 12/2020 12/2024
Pathstone Los Angeles CA 01/2025 Present
  • 11/2010 → 10/2016
    Convergent Wealth Advisors
    Los Angeles, CA
  • 11/2016 → 12/2020
    Pathstone
    Los Angeles, CA
  • 12/2020 → 12/2024
    Pathstone
    Los Angeles, CA
  • 01/2025 → Present
    Pathstone
    Los Angeles, CA
Previous Registrations
  • 2015-01-08 → 2016-10-31
    Convergent Wealth Advisors, Llc
    Los Angeles, CA
  • 2011-02-04 → 2014-12-31
    Convergent Wealth Advisors, Llc
    Los Angeles, CA
    California, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-03
  • S65 Uniform Investment Adviser Law Examination
    2011-02-03
Designations
  • Certified Financial Planner
Other Names
  • Michael Cafarchia

View on SEC IAPD

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