James Alfred Halprin

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Advisory Services Network, Llc
  Atlanta, GA

Previous Registrations

• 2012-08-14 → 2012-12-31
  Advisory Services Network
  Paramus, NJ
  Atlanta, GA
  Jersey City, NJ
• 2010-07-29 → 2012-08-13
  Gitterman Wealth Management, Llc
  Edison, NJ
• 2010-03-09 → 2010-07-09
  Signator Investors, Inc.
  New York, NY
• 2009-07-07 → 2009-12-31
  Jah Capital Management Llc
  Paramus, NJ

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-02-15
• S65 Uniform Investment Adviser Law Examination
  2009-05-04

Other Names

• James A Halprin