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Michael Ryan Piper

Michael Piper, LLC

Saint Louis, MO

CRD 5083967

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Employer firm

Michael Piper, LLC CRD 322413

11 advisory clients

Reported services (Item 5G)

  • Financial planning

From the firm’s Form ADV. Read the guides:

Current Employers
Michael Piper, Llc

Saint Louis, MO • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-02-28
  • MO RA
    APPROVED
    Since 2025-02-28

Branch Locations

Saint Louis, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael Piper, Llc Saint Louis MO 10/2020 Present
Simple Subjects, Llc Saint Louis MO 11/2008 Present
  • 10/2020 → Present
    Saint Louis, MO
  • 11/2008 → Present
    Simple Subjects, Llc
    Saint Louis, MO
Previous Registrations
Other Businesses

(1) 2008-Present: Simple Subjects, LLC/Not Investment Related/Saint Louis, MO/Publishing Company/Owner and Author/Involves up to 50% time each month, including during traditional business hours.//(2) 2021-Present: Certified Public Account (CPA)/Investment Related/Saint Louis, MO/CPA/Tax advice incorporated into advisory practice and involves 50% or more time each month, including during traditional business hours.// (3) 2021-Present: Bogle Center for Financial Literacy/Investment Related/Daytona Beach Shores, FL/Non-Profit/Volunteer Board Member/No income or referrals to or from role/Involves less than 20% time each month, including during traditional business hours.//

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-25
S63 Uniform Securities Agent State Law Examination 2006-03-17
  • S65 Uniform Investment Adviser Law Examination
    2020-11-25
  • S63 Uniform Securities Agent State Law Examination
    2006-03-17
Designations
  • Personal Financial Specialist
Other Names
  • Michael Ryan Heffern
  • Michael R. Piper
  • Michael Ryan Heffern

View on SEC IAPD

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