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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-01-20
  • PA RA
    APPROVED
    Since 2023-01-20

Branch Locations

155 E. Swedesford Road, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Radnor PA 08/2016 11/2016
Wells Fargo Clearing Services, Llc Radnor PA 11/2016 01/2023
Raymond James Financial Services, Inc. Exton PA 01/2022 Present
Fulton Bank Exton PA 01/2023 Present
Fulton Financial Advisors Exton PA 01/2023 Present
Raymond James Financial Services Advisors, Inc. Exton PA 01/2023 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 798 Bass Cove, Malvern, PA, 19355, United States Activity Type: Other Position/Title: Notary (Paid) Investment Related: No Start Date: 06/26/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Notarize documents (2)Name of Business: Fulton Bank Address: 155 E Swedesford Rd, Exton, PA, 19341-2318, United States Activity Type: Bank or Credit Union Associate Position/Title: Independent Contractor, Associate/Employee Investment Related: Yes Start Date: 01/23/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (3)Name of Business: Fulton Financial Advisors Address: 155 E Swedesford Rd, Exton, PA, 19341-2318, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/23/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-20
S63 Uniform Securities Agent State Law Examination 2009-09-04
  • S66 Uniform Combined State Law Examination
    2016-10-20
  • S63 Uniform Securities Agent State Law Examination
    2009-09-04

View on SEC IAPD

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