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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Radnor | PA | 08/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Radnor | PA | 11/2016 | 01/2023 |
| Raymond James Financial Services, Inc. | Exton | PA | 01/2022 | Present |
| Fulton Bank | Exton | PA | 01/2023 | Present |
| Fulton Financial Advisors | Exton | PA | 01/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Exton | PA | 01/2023 | Present |
(1)Name of Business: Address: 798 Bass Cove, Malvern, PA, 19355, United States Activity Type: Other Position/Title: Notary (Paid) Investment Related: No Start Date: 06/26/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Notarize documents (2)Name of Business: Fulton Bank Address: 155 E Swedesford Rd, Exton, PA, 19341-2318, United States Activity Type: Bank or Credit Union Associate Position/Title: Independent Contractor, Associate/Employee Investment Related: Yes Start Date: 01/23/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (3)Name of Business: Fulton Financial Advisors Address: 155 E Swedesford Rd, Exton, PA, 19341-2318, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/23/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-04 |
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