Allen Michael Hall

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 12/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Crystal Lake, IL
• 07/2011 → 12/2016
  Bank Of America, N.A.
  Crystal Lake, IL
• 12/2016 → 10/2018
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2017 → Present
  Exemplar Financial Network
  Wauconda, IL
• 10/2018 → Present
  Lpl Financial
  Wauconda, IL

Previous Registrations

• 2016-12-15 → 2018-10-29
  Cetera Wealth Services, Llc
  Wauconda, IL
  Wauconda, IL
• 2011-06-10 → 2016-12-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Deer Park, IL
• 2009-09-24 → 2011-06-16
  Edward Jones
  Lake Barrington, IL
  Algonquin, IL
  Wauconda, IL
  St Louis, MO

Other Businesses

1) 10/19/2018 - DBA for LPL Business (entity for LPL business) - EXEMPLAR FINANCIAL NETWORK - 100% - Wauconda, IL 2) 10/19/2018 - Non-Variable Insurance - Brighthouse Life - 0% - Wauconda, IL

Exams

• S66 Uniform Combined State Law Examination
  2009-09-18

Other Names

• Allen Hall
• Al Hall