Michael Baptista

Current Employers

Employment History

• 06/2009 → 03/2017
  Msi Financial Services Inc.
  Hauppauge, NY
• 07/2016 → 11/2022
  Massmutual Life Insurance Co
  Hauppauge, NY
• 03/2017 → 11/2022
  Mml Investors Services, Llc
  Hauppauge, NY
• 11/2022 → 06/2026
  Commonwealth Financial Network
  Waltham, MA
• 06/2026 → Present
  Raymond James Financial Services, Inc.
  Melville, NY

Previous Registrations

• 2022-11-04 → 2026-06-25
  Commonwealth Financial Network
  Waltham, MA
  Melville, NY
  Middletown, NJ
• 2021-06-14 → 2022-11-08
  Mml Investors Services, Llc
  Hauppauge, NY

Other Businesses

(1) Name of Business: Four Tier Financial Group Address: 68 S Service Rd Ste 100, Melville, NY, 11747, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/21/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Fixed insurance sales; Located at 68 S Service Rd Ste 100 Melville, NY 11747-2350, as of 10/28/2022; 5% of time spent during business hours; Conducted at branch location; Investment related. (2) Name of Business: Four Tier Financial Group Address: 68 S Service Rd Ste 100, Melville, NY, 11747, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/28/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Fixed insurance sales; Located at 68 S Service Rd Ste 100 Melville, NY 11747-2350, as of 10/28/2022; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-09-08