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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2016-06-16 |
Branch Locations
400 Broadhollow Rd Ste 200, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Henry Cerruti | Melville | NY | 06/2016 | Present |
| Northwestern Mutual Investment Services Llc | Melville | NY | 06/2016 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2016 | Present |
| Nicholas A Llerena | Melville | NY | 04/2018 | Present |
1. TREASURER & VICE PRESIDENT, BLUE POINT BAYPORT LIONS CLUB, 203 BLUE POINT AVE., BLUE POINT, NEW YORK, 11715, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 7/1/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER AND VICE PRESIDENT; NON INVESTMENT-RELATED. 2. PRESIDENT, LETIP BUSINESS NETWORKING GROUP, FIDUCIARY CAPACITY, START DATE: 8/7/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, WILL BE PRESIDENT OR VICE PRESIDENT OF A LETIP - BUSINESS NETWORKING GROUP; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-25 |
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