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Nomura Investment Management Business Trust CRD 105390
$144B regulatory AUM 19 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
610 Market Street, Philadelphia, PA 19106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-04-20 |
Branch Locations
610 Market Street, Philadelphia, PA 19106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delaware Investments | Philadelphia | PA | 11/2012 | Present |
| Macquarie Investment Management Business Trust | Philadelphia | PA | 04/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-25 |
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