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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-12-03 |
| TX | RA | APPROVED_RES | 2021-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flagstaff Athletic Club | Flagstaff | AZ | 06/2005 | 11/2021 |
| Sji Financial Services, Inc. | Tucson | AZ | 06/2009 | Present |
| Voya Financial Advisors | Flagstaff | AZ | 09/2014 | 11/2021 |
| Lpl Financial Llc | Tucson | AZ | 11/2021 | Present |
1)11/15/2021 - SJI Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-22 |
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