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Employer firm

T. Rowe Price Associates, Inc. CRD 105496

$2.20T regulatory AUM 83 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-06-14
AZ RA APPROVED 2019-02-14
MD RA APPROVED 2019-02-14
  • OH RA
    APPROVED
    Since 2022-06-14
  • AZ RA
    APPROVED
    Since 2019-02-14
  • MD RA
    APPROVED
    Since 2019-02-14

Branch Locations

Powell, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Investment Managment Inc. Chicago IL 01/2012 06/2018
J.P. Morgan Institutional Investments Inc. Chicago IL 01/2012 06/2018
T Rowe Price Baltimore MD 06/2018 Present
  • 01/2012 → 06/2018
    Jpmorgan Investment Managment Inc.
    Chicago, IL
  • 01/2012 → 06/2018
    J.P. Morgan Institutional Investments Inc.
    Chicago, IL
  • 06/2018 → Present
    T Rowe Price
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-29
S63 Uniform Securities Agent State Law Examination 2009-11-06
  • S66 Uniform Combined State Law Examination
    2018-11-29
  • S63 Uniform Securities Agent State Law Examination
    2009-11-06
Other Names
  • Adam Spencer Byard

View on SEC IAPD

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