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T. Rowe Price Associates, Inc. CRD 105496
$2.20T regulatory AUM 83 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-06-14 |
| AZ | RA | APPROVED | 2019-02-14 |
| MD | RA | APPROVED | 2019-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Investment Managment Inc. | Chicago | IL | 01/2012 | 06/2018 |
| J.P. Morgan Institutional Investments Inc. | Chicago | IL | 01/2012 | 06/2018 |
| T Rowe Price | Baltimore | MD | 06/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-06 |
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