Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-10 |
| CA | RA | APPROVED | 2014-04-29 |
Branch Locations
One Montgomery Street Suites 3300, 3500, 3600, & 3700, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | San Francisco | CA | 06/2013 | Present |
1. LE K Holdings; 535 Missouri St San Francisco CA 94107; Personal LLC; Owner; LLC for Real Estate; 05/01/2023; 0.00hrs/day; Not during securities trading hours; Investment-Related 2. LB Lagoon Properties; 20181 Hillside Dr. Orange CA 92869; Family Real Estate; Member/Owner; 01/23/2024; 1.00hr/year; Not during securities trading hours; Investment-Related 3. BC Break Properties; 20181 Hillside Dr. Orange CA 92869; Family Real Estate; Owner/Member; 01/23/2024; 0.00hrs/day; Not during securities trading hours; Investment-Related 4. SC ESCAPE PROPERTIES; 20181 Hillside Dr. Orange CA 92869; Family Real Estate; Member/Owner; 01/23/2024; 0.00hrs/day; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-28 |
Reach out to this advisor