Best Investors Account Sign in
Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-10
CA RA APPROVED 2014-04-29
  • TX RA
    APPROVED_RES
    Since 2018-05-10
  • CA RA
    APPROVED
    Since 2014-04-29

Branch Locations

One Montgomery Street Suites 3300, 3500, 3600, & 3700, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus San Francisco CA 06/2013 Present
  • 06/2013 → Present
    Stifel Nicolaus
    San Francisco, CA
Other Businesses

1. LE K Holdings; 535 Missouri St San Francisco CA 94107; Personal LLC; Owner; LLC for Real Estate; 05/01/2023; 0.00hrs/day; Not during securities trading hours; Investment-Related 2. LB Lagoon Properties; 20181 Hillside Dr. Orange CA 92869; Family Real Estate; Member/Owner; 01/23/2024; 1.00hr/year; Not during securities trading hours; Investment-Related 3. BC Break Properties; 20181 Hillside Dr. Orange CA 92869; Family Real Estate; Owner/Member; 01/23/2024; 0.00hrs/day; Not during securities trading hours; Investment-Related 4. SC ESCAPE PROPERTIES; 20181 Hillside Dr. Orange CA 92869; Family Real Estate; Member/Owner; 01/23/2024; 0.00hrs/day; Not during securities trading hours; Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-28
  • S66 Uniform Combined State Law Examination
    2014-04-28
Other Names
  • Eric Krueger

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in San Francisco, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor