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Richard David Hynes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lakewood Ranch, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-04-28
TX RA APPROVED 2016-04-25
  • FL RA
    APPROVED
    Since 2016-04-28
  • TX RA
    APPROVED
    Since 2016-04-25

Branch Locations

6311 Atrium Dr, Lakewood Ranch, FL 34202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Sarasota FL 01/2006 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 10/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-23
S63 Uniform Securities Agent State Law Examination 2006-02-10
  • S66 Uniform Combined State Law Examination
    2016-04-23
  • S63 Uniform Securities Agent State Law Examination
    2006-02-10
Other Names
  • Richard Hynes

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LAKEWOOD RANCH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Lakewood Ranch, FL
LPL FINANCIAL LLC · BRADENTON, FL
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD RANCH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BRADENTON, FL
NEWEDGE ADVISORS · Lakewood Ranch, FL
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC · Lakewood Ranch, FL
DOW FAMILY OFFICE ADVISORY, LLC · LAKEWOOD RANCH, FL

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