Alexander Edward Nabhan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-02-10
RI	RA	APPROVED	2016-05-30
TX	RA	APPROVED_RES	2016-05-03

FL RA
APPROVED

Since 2017-02-10
RI RA
APPROVED

Since 2016-05-30
TX RA
APPROVED_RES

Since 2016-05-03

Branch Locations

1545 Iyannough Rd, Hyannis, MA 02601 • United States

601 E Atlantic Ave, Delray Beach, FL 33483 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	04/2016	Present
Bank Of America, N.A.	Boston	MA	05/2016	Present

04/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
05/2016 → Present

Bank Of America, N.A.

Boston, MA

Previous Registrations

2011-09-23 → 2016-05-13

Morgan Stanley

Boston, MA

Other Businesses

I*1551287 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Boston, Massachusetts, 02210, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 1/1/2024 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-22

S66 Uniform Combined State Law Examination

2011-09-22

Other Names

Alex Nabhan

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