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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-02-10
RI RA APPROVED 2016-05-30
TX RA APPROVED_RES 2016-05-03
  • FL RA
    APPROVED
    Since 2017-02-10
  • RI RA
    APPROVED
    Since 2016-05-30
  • TX RA
    APPROVED_RES
    Since 2016-05-03

Branch Locations

1545 Iyannough Rd, Hyannis, MA 02601 • United States

601 E Atlantic Ave, Delray Beach, FL 33483 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 04/2016 Present
Bank Of America, N.A. Boston MA 05/2016 Present
Previous Registrations
Other Businesses

I*1551287 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Boston, Massachusetts, 02210, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 1/1/2024 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-22
  • S66 Uniform Combined State Law Examination
    2011-09-22
Other Names
  • Alex Nabhan

View on SEC IAPD

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