Jeremy Michael Soboleski

Current Employers

Employment History

• 04/2016 → 12/2019
  Commonwealth Financial Network
  Waltham, MA
• 01/2019 → Present
  Ivory Wealth Management
  Essex, CT
• 01/2020 → Present
  Kestra Investment Services, Llc
  Essex, CT
• 01/2020 → Present
  Kestra Advisory Services, Llc
  Essex, CT

Previous Registrations

• 2016-04-01 → 2019-12-31
  Commonwealth Financial Network
  Essex, CT
• 2015-01-09 → 2016-04-06
  Snowden Capital Advisors Llc
  New Haven, CT
  New York, NY
• 2013-12-12 → 2014-12-31
  Snowden Capital Advisors Llc
  New York, NY
  New Haven, CT
• 2011-10-14 → 2013-09-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New Haven, CT
• 2011-03-03 → 2011-10-14
  Morgan Stanley
  Essex, CT
• 2011-01-03 → 2011-03-07
  Voya Financial Advisors, Inc.
  Cromwell, CT
• 2010-10-06 → 2011-01-03
  Voya Financial Partners, Llc
  Cromwell, CT

Other Businesses

Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway | Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Senior Vice President Retirement Plan services Financial Advisor Start Date: 1/2/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Prospect, open and service accounts for businesses and individualsBusiness Name: CT Sports Management Group/Nutmeg State Games (non-profit) Investment Related: No Address: 975 Middle St unit g Middletown CT 06457 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Executive board member Start Date: 3/23/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Help the organization with fundraising and organizationBusiness Name: Ivory Wealth Management, Inc. Investment Related: Yes Address: 124 Westbrook Road, suite 202 Essex CT 06426 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Senior Vice President Retirement Plan Services Financial Advisor Start Date: 4/13/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Gather and service a client base consisting of individual investors and businesses

Exams

• S66 Uniform Combined State Law Examination
  2010-10-05