Brian Patrick Purcell

Employer firm

Pks Advisory Services, LLC CRD 125648

$1.09B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 05/2013 → Present
  Pks Advisory Services, Llc
  Albany, NY

Other Businesses

1) PKSA- INVESTMENT RELATED. 80 STATE ST, ALBANY, NY 12207. IAR. 05/2013. 45 HRS/MO. ADVISE CLIENTS ON INVESTMENTS 2) PKS FINANCIAL, 80 STATE ST, ALBANY, NY 12207. INVESTMENT RELATED, INDEPENDENT INSURANCE AGENT, 6/2014-PRESENT. 10 HRS/MONTH, 1-3 HRS/MONTH DURING TRADING. DUTIES INCLUDE SALES OF INSURANCE PRODUCTS AND FIXED ANNUITIES. 3) Empire State Legacy Holdings, LLC; Not Investment Related; 627 Timberside Court, Albany NY 12203; LLC; Limited Liability Corporation; Owner; 10/20/2020; 0 hrs/month; 0 hrs during trading; created for tax purposes and to mitigate business liability

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-10
• S63 Uniform Securities Agent State Law Examination
  2013-02-11

Other Names

• Brian Patrick Purcell