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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2009-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Elizabethtown College | Elizabethtown | PA | 06/2007 | 06/2017 |
| Raymond James Financial Services | Elizabethtown | PA | 06/2009 | Present |
| Raymond James Financial Services Advisors, Inc. | Elizabethtown | PA | 06/2009 | Present |
| Ddmp Investment Advisors, Llc | Elizabethtown | PA | 06/2014 | Present |
(1)Name of Business: DDMP Investment Advisors LLC Address: 101 Masonic Drive, Elizabethtown, PA, 17022, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/23/2014 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: advise clients as appropriate and needed
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-24 |
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