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Chadwick Graham Goldberg

LPl Financial LLC

Fresno, CA

Los Angeles, CA

CRD 5686984

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-28
CA RA APPROVED 2026-04-27
  • TX RA
    APPROVED
    Since 2026-07-28
  • CA RA
    APPROVED
    Since 2026-04-27

Branch Locations

7170 N Financial Dr Ste 102, Fresno, CA 93720-2935 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Graphiq Inc. Santa Barbara CA 11/2011 06/2017
Amazon Los Angeles CA 06/2017 06/2021
Unemployed Los Angeles CA 06/2021 05/2022
Venice Music Los Angeles CA 06/2022 11/2023
Unemployed Los Angeles CA 11/2023 01/2024
Consulting Los Angeles CA 01/2024 04/2024
Mogul Los Angeles CA 05/2024 08/2025
Unemployed Los Angeles CA 08/2025 01/2026
Armey, Bushey And Associates Wealth Management Fresno CA 01/2026 Present
Lpl Financial Fresno CA 01/2026 Present
  • 11/2011 → 06/2017
    Graphiq Inc.
    Santa Barbara, CA
  • 06/2017 → 06/2021
    Amazon
    Los Angeles, CA
  • 06/2021 → 05/2022
    Unemployed
    Los Angeles, CA
  • 06/2022 → 11/2023
    Venice Music
    Los Angeles, CA
  • 11/2023 → 01/2024
    Unemployed
    Los Angeles, CA
  • 01/2024 → 04/2024
    Consulting
    Los Angeles, CA
  • 05/2024 → 08/2025
    Mogul
    Los Angeles, CA
  • 08/2025 → 01/2026
    Unemployed
    Los Angeles, CA
  • 01/2026 → Present
    Armey, Bushey And Associates Wealth Management
    Fresno, CA
  • 01/2026 → Present
    Lpl Financial
    Fresno, CA
Other Businesses

1. 02/2026 - Armey Bushey and Associates Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 2/12/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-24
S63 Uniform Securities Agent State Law Examination 2010-10-16
  • S66 Uniform Combined State Law Examination
    2026-04-24
  • S63 Uniform Securities Agent State Law Examination
    2010-10-16
Other Names
  • Chad G. Goldberg
  • Chadwick G. Goldberg
  • Chadwick G Goldberg

View on SEC IAPD

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