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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-24
TX RA APPROVED_RES 2023-01-12
  • FL RA
    APPROVED
    Since 2023-02-24
  • TX RA
    APPROVED_RES
    Since 2023-01-12

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Miami FL 05/2016 08/2018
Morgan Stanley Private Bank, N.A. Miami FL 07/2016 08/2018
Santander Securities, Llc Miami FL 10/2018 07/2021
Santander International Private Banking Miami FL 08/2018 07/2021
Jpmorgan Chase Bank Na Miami FL 09/2021 Present
Jpmorgan Securities Llc Miami FL 09/2021 Present
Unemployed Coral Gables FL 08/2021 08/2021
  • 05/2016 → 08/2018
    Morgan Stanley Smith Barney Llc
    Miami, FL
  • 07/2016 → 08/2018
    Morgan Stanley Private Bank, N.A.
    Miami, FL
  • 10/2018 → 07/2021
    Miami, FL
  • 08/2018 → 07/2021
    Santander International Private Banking
    Miami, FL
  • 09/2021 → Present
    Jpmorgan Chase Bank Na
    Miami, FL
  • 09/2021 → Present
    Jpmorgan Securities Llc
    Miami, FL
  • 08/2021 → 08/2021
    Unemployed
    Coral Gables, FL
Previous Registrations
  • 2018-11-05 → 2021-07-19
    Miami, FL
    Boston, MA
    San Juan, PR
  • 2016-06-01 → 2018-08-17
    Miami, FL
  • 2011-07-13 → 2016-06-16
    Credit Suisse Securities (Usa) Llc
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-11
  • S66 Uniform Combined State Law Examination
    2011-07-11

View on SEC IAPD

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