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Mitchell William Johnson

First Citizens Investor Services, Inc.

Wilmington, NC

Raleigh, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-07-10
  • NC RA
    APPROVED
    Since 2020-07-10

Branch Locations

440 South College Road, Wilmington, NC 28403 • United States

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Washington NC 05/2016 11/2017
Bb&T Bank Leland NC 12/2017 01/2019
Bb&T Investments Charlotte NC 12/2017 06/2020
Bb&T Securities, Llc Richmond VA 01/2018 06/2020
Bb&T Leland NC 01/2019 06/2020
First Citizen Bank Wilmington NC 06/2020 Present
First Citizen Investor Services Raleigh NC 06/2020 Present
  • 05/2016 → 11/2017
    Wells Fargo Clearing Services, Llc
    Washington, NC
  • 12/2017 → 01/2019
    Bb&T Bank
    Leland, NC
  • 12/2017 → 06/2020
    Bb&T Investments
    Charlotte, NC
  • 01/2018 → 06/2020
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2019 → 06/2020
    Bb&T
    Leland, NC
  • 06/2020 → Present
    First Citizen Bank
    Wilmington, NC
  • 06/2020 → Present
    First Citizen Investor Services
    Raleigh, NC
Previous Registrations
  • 2018-01-03 → 2020-06-18
    Bb&T Securities, Llc
    Charlotte, NC
    Leland, NC
  • 2017-12-21 → 2018-01-03
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Leland, NC
    Charlotte, NC
  • 2014-11-26 → 2017-12-08
    Wells Fargo Clearing Services, Llc
    New Bern, NC
    Raleigh, NC
    Washington, NC
    Kinston, NC
    Raleigh, NC
    Wilmington, NC
    Wilmington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-26
  • S66 Uniform Combined State Law Examination
    2014-11-26
Other Names
  • Mitchell Johnson
  • Mitchell William Johnson

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
MORGAN STANLEY

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

More in Wilmington, NC

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