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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-08-12
  • ME RA
    APPROVED
    Since 2026-08-12

Branch Locations

32 Oak Street, Bangor, ME 04401 • United States

32 Oak Street, Bangor, ME 04401 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Portland ME 09/2013 07/2021
Ameriprise Financial Services Inc Bangor ME 07/2021 07/2021
Ameriprise Financial Services, Llc Bangor ME 03/2020 03/2020
Ameriprise Financial Services, Llc. Bangor ME 07/2021 04/2024
Osaic Bangor ME 04/2024 08/2026
Lpl Financial Bangor ME 08/2026 Present
Previous Registrations
Other Businesses

1. 08/2026 - Varney Financial - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 8/12/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-26
S63 Uniform Securities Agent State Law Examination 2009-08-20
  • S65 Uniform Investment Adviser Law Examination
    2012-06-26
  • S63 Uniform Securities Agent State Law Examination
    2009-08-20

View on SEC IAPD

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