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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-08-04 |
| IL | RA | APPROVED | 2016-01-11 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
The Woodlands, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Advisors L.P. | Wheaton | IL | 09/2015 | Present |
| First Trust Portfolios L.P. | Wheaton | IL | 09/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-10 |
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