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Kevin Brzezinski

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-04
TX RA APPROVED 2024-11-12
NY RA APPROVED 2021-07-27
PA RA APPROVED 2017-10-04
  • NC RA
    APPROVED
    Since 2026-02-04
  • TX RA
    APPROVED
    Since 2024-11-12
  • NY RA
    APPROVED
    Since 2021-07-27
  • PA RA
    APPROVED
    Since 2017-10-04

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank East Amherst NY 02/2015 09/2017
Cco Investment Services Corp East Amherst NY 02/2015 09/2017
Wells Fargo Clearing Services Llc Buffalo NY 09/2017 Present
  • 02/2015 → 09/2017
    Citizens Bank
    East Amherst, NY
  • 02/2015 → 09/2017
    Cco Investment Services Corp
    East Amherst, NY
  • 09/2017 → Present
    Wells Fargo Clearing Services Llc
    Buffalo, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-28
S63 Uniform Securities Agent State Law Examination 2009-11-02
  • S65 Uniform Investment Adviser Law Examination
    2015-09-28
  • S63 Uniform Securities Agent State Law Examination
    2009-11-02
Other Names
  • Kevin Robert Brzezinski

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
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