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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-05-14
  • PA RA
    APPROVED
    Since 2024-05-14

Branch Locations

Philadelphia, PA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Philadelphia PA 10/2018 Present
Prudential Investment Management Services Llc Philadelphia PA 10/2018 Present
Ascensus Dresher PA 08/2010 07/2018
Unemployed Philadelphia PA 08/2018 09/2018
Gwfs Equities, Inc. Somerset NJ 04/2022 Present
  • 10/2018 → Present
    Prudential Insurance Company Of America
    Philadelphia, PA
  • 10/2018 → Present
    Prudential Investment Management Services Llc
    Philadelphia, PA
  • 08/2010 → 07/2018
    Ascensus
    Dresher, PA
  • 08/2018 → 09/2018
    Unemployed
    Philadelphia, PA
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Somerset, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-03
S63 Uniform Securities Agent State Law Examination 2019-02-08
  • S65 Uniform Investment Adviser Law Examination
    2024-05-03
  • S63 Uniform Securities Agent State Law Examination
    2019-02-08
Other Names
  • Mike Elnitski

View on SEC IAPD

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