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Benjamin Dennis

Ladenburg Thalmann Asset Management Inc

Brooklyn, NY

New York, NY

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Current Employers
Ladenburg Thalmann Asset Management Inc

640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-28
  • NY RA
    APPROVED
    Since 2023-09-28

Branch Locations

Brooklyn, NY • United States

640 5Th Avenue 4Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ladenburg Thalmann & Co New York NY 10/2021 Present
Perry Street Capital Llc New York NY 01/2020 10/2021
Unemployed New York NY 03/2019 01/2020
Tribeca Tap House New York NY 07/2016 03/2019
  • 10/2021 → Present
    Ladenburg Thalmann & Co
    New York, NY
  • 01/2020 → 10/2021
    Perry Street Capital Llc
    New York, NY
  • 03/2019 → 01/2020
    Unemployed
    New York, NY
  • 07/2016 → 03/2019
    Tribeca Tap House
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-03-28
  • S63 Uniform Securities Agent State Law Examination
    2025-03-28
Designations
Other Names
  • Ben Dennis

View on SEC IAPD

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