Elliott Robert Grisham

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 02/2017
  Social Finance, Inc.
  Healdsburg, CA
• 02/2017 → 04/2017
  Unemployed
  Napa, CA
• 04/2017 → 10/2019
  Bancwest Investment Services, Inc.
  Cupertino, CA
• 04/2017 → 10/2019
  Bank Of The West
  Cupertino, CA
• 10/2019 → Present
  Fisher Investments
  Camas, WA

Previous Registrations

• 2017-04-17 → 2019-10-11
  Bancwest Investment Services, Inc.
  Petaluma, CA
  Larkspur, CA
  Mill Valley, CA
  Novato, CA
  Cupertino, CA
  Napa, CA
  Calistoga, CA
  Saint Helena, CA
• 2016-02-17 → 2017-03-16
  Sofi Wealth Llc
  San Francisco, CA
• 2013-12-10 → 2014-09-18
  Citigroup Global Markets Inc.
  San Antonio, TX
  San Rafael, CA
  New York, NY
  San Francisco, CA
  San Jose, CA
  San Francisco, CA
  Greenbrae, CA
  San Rafael, CA
• 2012-08-13 → 2013-12-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Napa, CA

Exams

• S66 Uniform Combined State Law Examination
  2012-08-09

Other Names

• Elliott Robert Grisham