Pablo Sotomayor

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 07/2021
  Intercontinental Asset Management Group Ltd.
  San Antonio, TX
• 08/2013 → 08/2023
  Intercontinental Wealth Advisors Llc
  San Antonio, TX
• 07/2023 → 07/2023
  Cipw Service Company, Llc
  Toronto
• 07/2023 → 03/2026
  Corient
  San Antonio, TX
• 07/2023 → 03/2026
  Corient Services Llc
  Miami, FL
• 04/2026 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2026 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2023-08-01 → 2026-04-01
  Corient
  Miami, FL
  San Antonio, TX
• 2018-10-22 → 2023-08-02
  Intercontinental Wealth Advisors, Llc
  San Antonio, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-09
• S63 Uniform Securities Agent State Law Examination
  2011-09-28