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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-06-11 |
| MO | RA | APPROVED | 2024-11-14 |
Branch Locations
221 W Pointe Dr, Swansea, IL 62226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Maitland | FL | 07/2016 | 09/2016 |
| Foresters Advisory Services Llc | Maitland | FL | 07/2016 | 05/2019 |
| Foresters Financial Services | Maitland | FL | 09/2016 | 04/2018 |
| Naifa-Central Florida | Orlando | FL | 10/2016 | 11/2018 |
| Foresters Financial Services | Maitland | FL | 04/2018 | 03/2019 |
| Chandelier Refurbishing | St. Louis | MO | 02/2019 | 11/2024 |
| Foresters Financial Services | Maitland | FL | 03/2019 | 05/2019 |
| Foresters Advisory Services | Overland Park | KS | 05/2019 | 06/2019 |
| Foresters Financial Services | Overland Park | KS | 05/2019 | 06/2019 |
| Cetera Investment Services Llc | Saint Cloud | MN | 06/2016 | 03/2020 |
| Cetera Investment Advisers Llc | Overland Park | KS | 06/2019 | 03/2020 |
| Prudential Insurance Company Of America | St. Louis | MO | 03/2020 | Present |
| Pruco Securities, Llc. | St. Louis | MO | 03/2020 | 11/2024 |
| Lpl Enterprise, Llc | Newark | NJ | 11/2024 | Present |
1) 08/20/2024 - Frenchtown Properties StL LLC - Real Estate Rental - Non Inv Related - Saint Louis, MO - 07/06/2023 - 5hrs/mth - 0hrs/mth During Trading 2) 08/20/2024 - Frenchtown Records LLC - Business Owner - Non Inv Related - Saint Louis, MO - Start date 04/01/2021 - 15hrs/mth - 0hrs/mth During Trading 3) 05/07/2025-Frenchtown Realty Gravois LLC-Partner-Business Entity For Tax/Investment Purposes Only-Inv related-At Saint Louis, MO-Start date 04/15/2025-1hrs/mth-0hrs/mth during trading 4) 05/26/2026 - Frenchtown Audio LLC - Business Owner - Not Investment Related - Saint Louis, MO - Start Date 04/15/2025 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-23 |
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