Tyler Stephen Hoffmann

Current Employers

Employment History

• 06/2010 → 02/2018
  Scottrade
  Columbia, MO
• 02/2018 → 01/2021
  Td Ameritrade, Inc.
  Columbia, MO
• 02/2018 → 01/2021
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 01/2021 → Present
  Lpl Financial, Llc
  Columbia, MO
• 02/2021 → Present
  Convergence Financial, Llc
  Columbia, MO

Previous Registrations

• 2018-02-27 → 2021-01-11
  Td Ameritrade, Inc.
  Columbia, MO
  Chesterfield, MO
• 2018-02-26 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Columbia, MO
• 2017-02-03 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

1. 1/20/2021 - Convergence Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/17/2023 - Convergence Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Financial Professional - Start Date - 01/10/2023 - 40 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Convergence Financial, an independent investment advisor firm. I started this business activity in 01/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/27/2026 - Convergence Wealth - Registered Investment Advisor DBA - Wealth Advisor - Investment Related - At Reported Business Location(s) - Start Date 01/30/2026 - 160 hours per month/ 140 hours during trading - I provide investment advisory services through Convergence Financial, LLC, an independent investment advisor firm. I started this business activity in 1/27/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 02/09/2026 - Tyler Hoffmann - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 02/03/2026 - 1 hour per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2017-02-03
• S63 Uniform Securities Agent State Law Examination
  2010-09-30