Robert A Hallgren

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → 06/2020
  Dowling Catholic High School
  West Des Moines, IA
• 07/2009 → 02/2018
  Invest Financial Corporation
  West Des Moines, IA
• 02/2018 → Present
  Lpl Financial Llc
  West Des Moines, IA

Previous Registrations

• 2010-03-18 → 2018-02-14
  Invest Financial Corporation
  West Des Moines, IA

Other Businesses

1. 11/11/2020 - DOWLING CATHOLIC HIGH SCHOOL - Not Investment Related - 1400 Buffalo Road, West Des Moines, Iowa 50265 - Outside/W-2 Employment - Substitute Teacher - Started 01/04/2021 - 3 Hours Per Month During Securities Trading. 2. 11/11/2020 - Financial Partners Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/01/2020 - 175 Hours Per Month/120 Hours During Securities Trading. 3. 2/26/2021 - Financial Partners Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/05/2021 - 10 Hours Per Month During Securities Trading - Life, Disability and Long Term Care Insurance and Fixed annuities.

Exams

• S66 Uniform Combined State Law Examination
  2010-03-17

Designations

• Certified Financial Planner