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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-13 |
| TX | RA | APPROVED | 2024-05-10 |
Branch Locations
3801 Pga Blvd Ste 500, Palm Beach Gardens, FL 33410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | West Palm Beach | FL | 05/2016 | 06/2017 |
| Wells Fargo Advisors, Llc | West Palm Beach | FL | 05/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | West Palm Beach | FL | 11/2016 | 06/2017 |
| Morgan Stanley | Palm Beach Gardens | FL | 06/2017 | 05/2024 |
| Ameriprise Financial Services, Llc | Palm Beach Gardens | FL | 05/2024 | Present |
Business Ownership; Mike Nickler Music LLC; Owner; Music; 12100 87th St N, , West Palm Beach, FL, 33412; Not Investment-Related; 08/15/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-11 |
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