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Caroline Milena Pherson

Raymond James & Associates, Inc.

Boston, MA

Bolton, MA

CRD 5684555

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-07-19
  • CT RA
    APPROVED
    Since 2017-07-19

Branch Locations

One International Place Suite 2810, Boston, MA 02110 • United States

Bolton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc Boston MA 05/2016 09/2016
Raymond James & Associates, Inc. Boston MA 09/2016 Present
Other Businesses

Notary Public for State of MA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-03
  • S66 Uniform Combined State Law Examination
    2017-04-03
Other Names
  • Caroline Pherson
  • Caroline Milena Claps

View on SEC IAPD

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