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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 07/2010 | 02/2019 |
| Cetera Wealth Services, Llc | San Diego | CA | 02/2019 | Present |
| Cetera Advisors Llc | Denver | CO | 02/2019 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 02/2019 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 02/2019 | Present |
| First Allied Securities, Inc. (Fasi) | San Diego | CA | 02/2019 | 09/2022 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 02/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-07 |
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