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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

9311 San Pedro Ste 750, San Antonio, TX 78216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aspect Wealth Management San Antonio TX 01/2011 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2011 → Present
    Aspect Wealth Management
    San Antonio, TX
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1) NAME OF OTHER BUSINESS: DBA - ASPECT WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 4/2017, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: MINING VENTURES, LLC INVESTMENT RELATED: NO ADDRESS: 9311 SAN PEDRO AVE, SUITE 750, SAN ANTONIO, TX 78216 NATURE OF BUSINESS: MINING OPERATION START DATE: 8/2016 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: TREASURER 3) NAME OF OTHER BUSINESS: TECHNOLOGY DISTRIBUTION INTERNATIONAL, LLC INVESTMENT RELATED: NO ADDRESS: 9311 SAN PEDRO AVE, SUITE 750, SAN ANTONIO, TX 78216 NATURE OF BUSINESS: TECHNOLOGY DISTRIBUTION START DATE: 9/2016 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: TREASURER 4) NAME OF OTHER BUSINESS: DECISIVE INTERNATIONAL, LLC INVESTMENT RELATED: NO ADDRESS: 9311 SAN PEDRO AVE, SUITE 750, SAN ANTONIO, TX 78216 NATURE OF BUSINESS: TECHNOLOGY DISTRIBUTION START DATE: 8/2016 POSITION/TITLE/RELATIONSHIP: INDIRECT OWNER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: DISTRIBUTING TECHNOLOGY DEVICES IN THE US AND ABROAD 5) NAME OF OTHER BUSINESS: GIRL DEFINED MINISTRIES INVESTMENT RELATED: NO ADDRESS: 1910 NW MILITARY HWY, , SAN ANTONIO, TX 78213 NATURE OF BUSINESS: GIRL'S/WOMEN'S MINISTRY START DATE: 8/2016 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELP MANAGE FINANCIAL DECISIONS AND BLOG EDITING 6) NAME OF OTHER BUSINESS: PARK FOREST HOA; INVESTMENT RELATED: NO; ADDRESS: SAN ANTONIO TX 78230; NATURE OF BUSINESS: HOA; START DATE: 10/2021; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; BRIEF DESCRIPTION OF DUTIES: MANAGE THE BUSINESS OF HOA, ATTEND MEETINGS AND VOTE ON VARIOUS PROPOSALS ; 7) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2020 ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE ; 8) NAME OF OTHER BUSINESS: ASEITY VENTURES, LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: EQUIPMENT SALES ; START DATE: 6/2022 ; POSITION/TITLE/RELATIONSHIP: AUTHORIZED AGENT ; APX NUMBER OF HOURS PER WEEK: 0-1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0-1 ; BRIEF DESCRIPTION OF DUTIES: INVOLVED IN BUSINESS DISCUSSION, ABLE TO SIGN IN ABSENCE OF OWNER, AIRPLANE, MEDICAL AND TECHNOLOGY EQUIPMENT AND SALES ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-05
  • S66 Uniform Combined State Law Examination
    2012-09-05
Designations

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