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Tony T Tran

Wissahickon Wealth Management LLC

Philadelphia, PA

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Current Employers
Wissahickon Wealth Management Llc

2929 Arch Street Suite 1700, Philadelphia, PA 19104 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-04-07
  • PA RA
    APPROVED
    Since 2022-04-07

Branch Locations

2929 Arch Street Suite 1700, Philadelphia, PA 19104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Philadelphia PA 08/2015 01/2022
Morgan Stanley Private Bank, National Association New York NY 09/2015 01/2022
Wissahickon Wealth Management Philadelphia PA 01/2022 Present
  • 08/2015 → 01/2022
    Morgan Stanley Smith Barney Llc
    Philadelphia, PA
  • 09/2015 → 01/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2022 → Present
    Wissahickon Wealth Management
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-28
S63 Uniform Securities Agent State Law Examination 2010-12-29
  • S66 Uniform Combined State Law Examination
    2011-12-28
  • S63 Uniform Securities Agent State Law Examination
    2010-12-29

View on SEC IAPD

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